The Robert Toigo Foundation

KYC/QA Analyst III

BNY Mellon
January 9, 2020
Woodland Park, New Jersey
Job Type


Job Description

Supports management in the day-to-day compliance efforts with AML/KYC requirements. Works with sales staff and relationship managers to identify required KYC information; provides guidance on policy and procedural requirements; provides as needed training on use of STARR system to house KYC data. Performs customer identification routines including use of third party services to validate customer-supplied information. Follows-up on outstanding requests including need for additional customer information. Deals with more complex account structures including complex trusts, off-shore trusts and legal entities and corporate banking accounts.


5+ years experience in compliance, audit, trust or banking, preferably in an investment management or financial services company. Bachelors degree or equivalent experience. Assigned more complex accounts. Demonstrated problem-solving, analytical abilities, oral and written communication skills. Must be able to handle stressful situations while maintaining a professional approach to problem solving. Ability to deal with sensitive, highly confidential information is required. Computer literacy is a must.
BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer.
Minorities/Females/Individuals With Disabilities/Protected Veterans.

Primary Location: United States-New Jersey-Woodland Park
Internal Jobcode: 29939
Job: Wealth Management
Organization: Strategy & Service Delivery-HR06265
Requisition Number: 1918826

Related Jobs

Analyst, CRE   Los Angeles, CA new
January 23, 2020
Fixed Income Product Owner   Chicago, United States new
January 22, 2020
Wealth Planning Associate   Palm Beach Gardens, Florida new
January 21, 2020
Portfolio Analyst   Waltham, MA new
January 21, 2020
Derivatives Data Specialist   Boston, Massachusetts new
January 21, 2020